Stellar Biotechnologies, Inc.
332 E. Scott Street
Port Hueneme, CA 93041
May 9, 2018
Unites States Securities and
Exchange Commission
Attention: Ada D. Sarmento and Suzanne Hayes
Division of Corporation Finance
100 F Street, N.E.
Washington, D.C. 20549
RE: | Stellar Biotechnologies, Inc. (the “Company”) |
Registration Statement on Form S-1 (the “Registration Statement”)
File Number 333-224314
Dear Mses. Sarmento and Hayes:
The Company hereby requests, pursuant to Rule 461 promulgated under the Securities Act of 1933, as amended, acceleration of the effectiveness of the Registration Statement that such Registration Statement will become effective as of 5:00 P.M. on Thursday, May 10, 2018, or as soon thereafter as practicable.
The Company hereby acknowledges that:
· | Should the Securities and Exchange Commission (the “Commission”) or the Staff, acting pursuant to delegated authority, declare the Registration Statement effective, the Commission is not foreclosed from taking any action with respect to the Registration Statement; |
· | The action of the Commission or the Staff, acting pursuant to delegated authority, in declaring the Registration Statement effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the Registration Statement; and |
· | The Company may not assert the declaration of effectiveness as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States. |
Very truly yours, | ||
STELLAR BIOTECHNOLOGIES, INC. | ||
By: | /s/ Kathi Niffenegger | |
Name: Kathi Niffenegger Title: Chief Financial Officer |
May 9, 2018
VIA FACSIMILE AND EDGAR
U.S. Securities and Exchange Commission
Division of Corporation Finance
Washington, D.C. 20549
Re: | STELLAR BIOTECHNOLOGIES, INC. |
Registration Statement on Form S-1 (Registration No. 333-224314)
Concurrence in Acceleration Request
Ladies and Gentlemen:
H.C. Wainwright & Co., LLC (“Wainwright”), as placement agent for the referenced offering, hereby concurs in the request by Stellar Biotechnologies, Inc. that the effective date of the above-referenced registration statement be accelerated to 5:00 P.M. Eastern Time on Thursday, May 10, 2018, or as soon as practicable thereafter, pursuant to Rule 461 under the Securities Act. Wainwright affirms that it is aware of its obligations under the Securities Act in connection with this offering.
Very truly yours, | ||
H.C. WAINWRIGHT & CO., LLC | ||
By: | /s/ Mark Viklund | |
Name: Mark Viklund Title: Chief Executive Officer |
430 Park Avenue | New York, New York 10022 | 212.356.0500 Security services provided by H.C. Wainwright & Co., LLC | Member: FINRA/SIPC
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